New Job Chief Compliance Officer In New Jersey

Chief Compliance Officer
Chief Compliance Officer

Chief Compliance Officer

Company : Jobssummary / Indeed
Salary : Details not provided
Location : New Jersey

Full Description

President Street Global LLCChief Compliance Officer, remote work, less than 10 business days/annum on site at our NJ office location
President Street Global LLC, conducts private placements of securities. Our growth is driven by delivering real results for our clients, both companies in various industries and large funds. We encourage individual development, embrace an inclusive environment, reward innovation, and support our communities.

President Street Global LLC is currently seeking a Chief Compliance Officer. FINRA Series 24If you are a highly motivated individual and looking to join a vibrant growing company, President Street Global is the right fit for you.

OverviewSeeking an experienced Chief Compliance Officer for our growing company. The position will work to develop, enhance and implement internal compliance procedures and must be team oriented and organized. Broad based product and service area knowledge needed to improve process and procedures. The position will work with our compliance team to help execute the firm's compliance program.

OpportunityResponsible for the daily oversight of workflow, processing procedures and problem resolution
Continually seek out and implement efficiencies and process improvements. Actively analyze problems and implement corrective action.
Work with compliance team to execute firm's supervisory policies and procedures.
Assist with regulatory inquires and exams, including document and data retrieval.
Perform periodic enhanced reviews

Dual registration with other firms is acceptable

QualificationsFINRA Series Series 24 license required
Prior relevant compliance experience with a Broker Dealer
Knowledge of FINRA, SEC and other regulatory rules and regulations
Self-motivated, proactive and able to manage multiple priorities
Strong attention to detail
Strong communication and organizational skills
Strong work ethic and hands-on approach
Ability to multi-task and prioritize
Ability to exhibit professional demeanor in fast-paced environment

President Street Global LLC is an affirmative action-equal opportunity employer, complies with all applicable federal, state and local laws regarding recruitment and hiring. All qualified applicants are considered for employment without regard to race, color, religion, age, sex, sexual orientation, gender identity, national origin, disability, protected veteran status, or any other category protected by applicable federal, state or local laws.

Job Types: Part-time, Full-time

Schedule:

  • 4 hour shift
  • 8 hour shift

Ability to commute/relocate:

  • Red Bank, NJ 07701: Reliably commute or planning to relocate before starting work (Required)

Experience:

  • Microsoft Powerpoint: 1 year (Preferred)

Work Location: Hybrid remote in Red Bank, NJ 07701